Posts Tagged ‘James Maendel’
James Maendel Has Received One FINRA Sanction
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 1, 2017 indicate that former Michigan-based LM Kohn & Company broker/adviser James Maendel was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Maendel (CRD# 3267760).…
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