Posts Tagged ‘James Lyons’
Customer Alleged James Lyons Violated FINRA Rules
Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 5, 2017 indicate that former Louisiana-based Raymond James & Associates broker/adviser James Lyons was discharged from his former employer in connection to alleged rule violations and is presently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from…
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