Posts Tagged ‘Issei Kubota’
Issei Kubota Was Sanctioned Following Alleged Rule Violations
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 24, 2017 indicate that former New York-based Citigroup Global Markets broker Issei Kubota has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who…
Read More