Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 17, 2016 indicate that former Connecticut-based Investors Capital broker Lawrence Smith is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Smith (CRD# 2378563).…

Read More

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Minnesota-based Signator Investors broker/adviser Thomas Hokr has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hokr (CRD# 1194034). Thomas Hokr has…

Read More