Posts Tagged ‘investors capital corp.’
Scott Aabel Sanctioned by the State of Florida
Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 8, 2016 indicate that Florida-based Investors Capital broker/adviser Scott Aabel has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Aabel (CRD# 1493667). Scott Aabel…
Read MoreShaun Murphy Has Regulatory Sanction
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that former Massachusetts-based Investors Capital broker Shaun Murphy is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints…
Read MoreMadison Ave. Broker, Noel Vincent, Pending Complaints
The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Texas-based Madison Avenue Securities broker/adviser Noel Vincent (CRD# 1370987). Noel Vincent has spent 25 years in the securities industry and has been registered with Madison Avenue Securities in Houston, Texas since 2009. Previous registrations include Investors…
Read MoreExchange Traded Funds (ETFs) Sold by Investors Capital Corp.
Fitapelli Kurta is investigating customer complaints related to the sale of Exchange Traded Funds, or ETFs, by Investors Capital Corp. Investors Capital Corp. is a member of the Financial Industry Regulatory Authority, or FINRA. The firm is based in Lynnfield, MA and operated from approximately 325 branch offices nationwide. On March 7, 2014, Investors Capital…
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