William Humbarger (CRD #: 4294223), a broker registered with NYLife Securities LLC, has a pending client dispute according to his BrokerCheck record, accessed on September 17, 2020. Clients allege that Mr. Humbarger did not provide adequate information about investments. On August 13, 2020, Clients alleged that Mr. Humbarger did not provide complete information regarding a…

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Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Jeff Dillman (CRD#: 2515858), a registered representative with Trustmont Financial Group, Inc. (CRD#: 18312) and a Registered Investment Adviser (RIA) with Money Management Advisory, Inc. (CRD#: 14983) in Feasterville, Pennsylvania, is currently involved in an investor dispute over suitability, according to his BrokerCheck record accessed on July 28, 2020. What happened to lead to this…

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W. Perry Randall (CRD#: 1392233), a registered representative with Cambridge Investment Research, Inc. (CRD#: 39543) and a Registered Investment Adviser (RIA) with Cambridge Investment Research Advisors, Inc. (CRD#: 134139) in Illinois, is currently involved in an investor dispute, according to her BrokerCheck record accessed on July 27, 2020. What happened to lead to this dispute?…

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W. Perry Randall (CRD#: 1392233), a registered representative with Cambridge Investment Research, Inc. (CRD#: 39543) and a Registered Investment Adviser (RIA) with Cambridge Investment Research Advisors, Inc. (CRD#: 134139) in Illinois, is currently involved in an investor dispute, according to her BrokerCheck record accessed on July 27, 2020. What happened to lead to this dispute?…

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Barry Horowitz (CRD#:  2651525), a former broker and current Registered Investment Adviser (RIA) with Financial Resources Group LLC (CRD#: 293380) in Glastonbury, Connecticut, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 27, 2020. The client is seeking more than $1 million in damages. What…

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Barry Horowitz (CRD#:  2651525), a former broker and current Registered Investment Adviser (RIA) with Financial Resources Group LLC (CRD#: 293380) in Glastonbury, Connecticut, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 27, 2020. The client is seeking more than $1 million in damages. What…

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Nick McMahan (CRD#: 5578896), a registered representative with BBVA Securities, Inc. (CRD#: 27060) and a Registered Investment Adviser (RIA) with BBVA Wealth Solutions (CRD#: 110476) in Leander, Texas, is currently involved in an investor dispute over structured notes, according to his BrokerCheck record accessed on July 20, 2020. What happened to lead to this customer…

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Tiffany Altman (CRD#: 5145572), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) and a Registered Investment Adviser (RIA) with Wells Fargo Clearing Services LLC (CRD#: 19616) in Tucson, Arizona, is currently involved in an investor dispute in which a customer is seeking more than $100,000 in damages, according to her BrokerCheck record…

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