Posts Tagged ‘Invest Financial Corporation’
Invest Financial Corporation Was Sanctioned by FINRA in Connection to Alleged Rule Violations
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 22, 2017 indicate that Florida-based brokerage and advisory firm Invest Financial Corporation was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Invest Financial Corporation (CRD# 12984). Established in…
Read MoreStephen Landa Was Sanctioned Employing Unsuitable Short-Term Mutual Funds
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2017 indicate that former Connecticut-based Invest Financial Corporation broker/adviser Stephen Landa has been sanctioned by FINRA and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Landa (CRD# 2172148).…
Read MoreBroker Spotlight: William Byrd
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 27, 2016 indicate that former Florida-based Invest Financial Corporation broker William Byrd has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. (CRD# 1334634). William…
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