Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 6, 2017 indicate that former Georgia-based IFS Securities broker/adviser John Newsome was discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 25, 2017 indicate that Georgia-based IFS Securities broker/adviser Daniel Peltier was recently sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Peltier (CRD# 2677761). Daniel Peltier has…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) on February 23, 2017 indicate that former New Jersey-based IFS Securities broker Richard Cody has been named in several pending regulatory investigations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cody…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on January 10, 2017 indicate that former Georgia-based IFS Securities broker Jay Chitnis has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in speaking to investors who have complaints regarding…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on December 26, 2016 indicate that former New Jersey-based IFS Securities broker Richard Cody has been named in a pending Securities and Exchange Commission complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cody (CRD# 2794558). Richard Cody has…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on November 21, 2016 indicate that former Georgia-based IFS Securities broker James Powers has been named in a pending regulatory complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Powers (CRD# 2450818). James…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 7, 2016 indicate that Georgia-based IFS Securities broker Barry Rumpel is the subject of a pending regulatory investigation. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rumpel (CRD# 5013923). Barry…

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