Shane Appelbaum (CRD#: 4772668), a registered representative with Herbert J. Sims & Co., Inc. (CRD#: 3420) in Boca Raton, Florida, is currently involved in a customer dispute over high-yield certificates of deposit (CD), according to his BrokerCheck record accessed on May 7, 2020. What are high-yield CDs? Why is Shane Appelbaum’s alleged recommendation of high-yield…

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Katherine Nishnic (CRD#: 2499553), a registered representative with Centaurus Financial, Inc. in Lexington, South Carolina, is currently involved in six pending customer complaints, according to her BrokerCheck report accessed on November 12, 2019. In each complaint, a client is seeking at least $100,000 in damages. Most recently, on September 11, 2019, a customer alleged that…

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