Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 24, 2019 indicate that New Jersey-based Herbert J. Sims & Company broker Joseph Teifer has received pending customer complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Teifer (CRD# 4837464). Joseph Teifer has spent 14 years…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 13, 2017 indicate that Florida-based Herbert J. Sims & Company broker/adviser Harold Lauber has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lauber (CRD# 811265). Harold Lauber has spent 42…

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Public records published by the Financial Industry Regulatory Authority (FINRA) on December 7, 2016 indicate that Puerto Rico-based Herbert J. Sims & Company broker Luis Sanchez has received numerous resolved or pending customer disputes. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sanchez…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 7, 2016 indicate Florida-based Herbert J. Sims & Company broker Stephen Schwartz has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schwartz (CRD# 869346).…

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