Edward Balmes (CRD #: 2110152), a broker registered with Moloney Securities, has two pending disputes, according to his BrokerCheck record, accessed on February 17, 2021. The latest dispute involves allegations of an unsuitable investment in GPB Holdings. On January 2021, an investor alleged that Edward Balmes recommended investments in 2017 that resulted in losses. These…

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Mike Sievert (CRD#: 2127441), a registered representative with Arkadios Capital (CRD#: 282710) in Jacksonville, Florida, is currently involved in two pending customer disputes over GPB private placements. The customers in these disputes are seeking damages totaling $700,000, according to his BrokerCheck record accessed on January 3, 2020. What happened to lead to these disputes? On…

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Robert S. Smith (CRD#: 1412333), a registered representative with Concorde Investment Services, LLC of Lake Oswego, Oregon, does business as Peregrine Private Capital Corporation and specializes in alternative investments. He is currently involved in a $1.1 million dispute regarding private placements, according to his BrokerCheck report accessed on September 3, 2019. According to his broker…

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