A customer complaint is pending with the Financial Industry Regulatory Authority against former Financial West and current H. Beck broker, Bill Fahey (William J. Fahey Jr.). According to Fahey’s FINRA BrokerCheck Report, the former client is alleging Fahey recommended unsuitable Tenant-In-Common (TIC) investments while he was employed by Financial West Group.

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The securities and investment fraud law firm of Fitapelli Kurta is investigating claims against brokerage and investment advisor firm, Global Brokerage Services, Inc. On September 8, 2014 the Financial Industry Regulatory Authority (FINRA) fined Global Brokerage Services, Inc. $25,000. According to the FINRA AWC, from February 2011 to August 2013, the firm failed to “establish, maintain…

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