Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2017 indicate that Utah-based Girard Securities broker/adviser Brent Lott has received resolved or pending customer disputes and has been named in a FINRA investigation following alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 2, 2016 indicate that California-based Girard Securities broker/adviser Cliff Shum was discharged from a former member firm. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Shum (CRD# 2973780). Cliff Shum…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Texas-based Girard broker/adviser Jason LeBlanc (CRD# 2483182). Jason LeBlanc has spent twenty years in the securities industry and has been registered with Girard Securities in Fulshear, Texas since 2009. Previous registrations include Woodbury Financial Services in…

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