Posts Tagged ‘garden state securities’
Anthony Joslin of Garden State Securities, Inc. Involved in $300,000 Customer Dispute Over Negligence and Other Allegations
Anthony Joslin (CRD#: 2281191), a registered representative with Garden State Securities, Inc. of Red Bank, New Jersey, is currently involved in a dispute in which a client alleges “negligence, breach of contract, breach of fiduciary duty, fraud and misrepresentation,” according to his BrokerCheck report accessed on September 5, 2019. The client, who filed the complaint…
Read MoreJason Zwibel Was Discharged From a Former Employer Following Alleged Rule Violations
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 11, 2017 indicate that Florida-based Garden State Securities broker/adviser Jason Zwibel is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Zwibel (CRD# 2460258). Jason Zwibel has spent 23…
Read MoreAlexander Kibrik Currently Has Two Pending Customer Disputes
Publicly available records published by the Financial Industry Regulatory (FINRA) on September 21, 2017 indicate that former New York-based Garden State Securities broker Alexander Kibrik has received pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Kibrik (CRD# 5557827).…
Read MoreRonald Richer, of Garden State Securities, Subject to Regulatory Action by Minnesota Securities Regulators
Ronald Richer (CRD#: 2988381), a registered representative with Garden State Securities, Inc. (CRD#: 10083) in Red Bank, New Jersey, is currently the subject of a regulatory sanction by Michigan securities regulators, according to his BrokerCheck record accessed on April 21, 2020. On March 31, 2020, the Michigan Securities Administrator announced their intent to “revoke, suspend,…
Read MoreAttorneys investigate Garden State Securities broker, David Persaud
The securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have complaints relating to David (Dwarka) Persaud formerly of Garden State Securities. According to his BrokerCheck Report, David (Dwarka) Persaud has received several customer initiated complaints alleging account churning and excessive commissions. On January 12, 2015, a customer…
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