Posts Tagged ‘Frederick Levine’
Frederick Levine Suspended by FINRA Following Findings of Unsuitable UIT Recommendations
Frederick Levine (CRD #: 1765119), a broker registered with RBC Capital Markets, LLC, has been suspended by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed on August 25, 2020. FINRA suspended Mr. Levine after finding that he had recommended that his customers sell his Unit Investment Trusts before their maturation dates…
Read More