Posts Tagged ‘Florida Office of Financial Regulation’
Andrew Fairchild, of Newbridge Securities Corporation, Sanctioned by Florida Securities Regulators
Andrew Fairchild (CRD#: 1959274), a registered representative with Newbridge Securities Corporation (CRD#: 104065), has been suspended from the securities industry and sanctioned by the Florida Office of Financial Regulation, according to his BrokerCheck record accessed on March 10, 2020. On January 9, 2020, the Florida Office of Financial Regulation issued a cease and desist order…
Read MoreJeff Leach, Morgan Stanley Broker, Involved in $3 Million Customer Complaint Over Misrepresentation
Jeff Leach (CRD#: 3231849), a registered representative with Morgan Stanley (CRD#: 149777) in Naples, Florida, is currently involved in a pending customer dispute in which a client is seeking $3 million in damages, according to his BrokerCheck record accessed on March 3, 2020. Why is Jeff Leach involved in this $3 million dispute? On January…
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