Posts Tagged ‘First Financial Equity’
Joseph Yanofsky: Investor Seeks $2.2 Million in Complaint over Unauthorized, Unsuitable Trading
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 17, 2018 indicate that Colorado-based First Financial Equity broker/adviser Joseph Yanofsky has been involved in resolved or pending customer disputes and was recently sanctioned by FINRA. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Yanofsky (CRD# 870054).…
Read MoreBroker Robert Kerrigan Permanently Barred by the SEC
Public records published by the Financial Industry Regulatory Authority (FINRA) on February 24, 2017 indicate that former Arizona-based First Financial Equity broker Robert Kerrigan, who has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public, is the subject of several resolved or pending customer disputes.…
Read MoreTerrance Wilkerson: Terminated Following Allegations of "Borrowing Money"
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 15, 2016 indicate that former Texas-based First Financial Equity Corporation broker Terrance Wilkerson is currently not affiliated with any broker-dealer firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wilkerson…
Read MoreDaniel Laframboise Has Been The Subject of Two Customer Complaints
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on September 27, 2016 indicate that California-based First Financial Equity broker/adviser Daniel Laframboise has been the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Laframboise (CRD# 2540903).…
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