Posts Tagged ‘FINRA Sanctions’
Eugene Long Suspended from Securities Industry Over Discretionary Trades without Customer Authorization
Eugene Long (CRD#: 2386267), a broker registered with Cadaret, Grant & Co., Incorporated, was suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed August 18, 2020. Why was Eugene Long suspended? Keep reading to find out. On July 2, 2020, Eugene Long entered into an…
Read MoreYvonne Nirelli Suspended By FINRA for Unauthorized Use of Discretion
Yvonne Nirelli (CRD# 1364313), a broker registered with Cadaret, Grant & Co, Inc., has been suspended by FINRA, according to her BrokerCheck record, accessed on September 17, 2020. She entered into an agreement with FINRA that discloses more information about the reason behind her suspension. On August 12, 2020, Yvonne Nirelli entered into an Acceptance,…
Read MoreTimothy McLanahan Suspended by FINRA
Timothy McLanahan (CRD#: 2356791), a broker registered with Prospera Financial Services, was suspended by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed August 18, 2020. Why was Timothy McLanahan suspended? Read on to find out more. Without admitting or denying the findings, on July 1, 2020, Timothy McLanahan entered into an…
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