Joe LaScala (CRD #: 3070261), a broker registered with Aegis Capital Corp., has settled four investor disputes, according to his BrokerCheck record, accessed on February 5, 2021. Investors interested in his conduct as a broker should keep reading. On October 31, 2012, an investor alleged that Joe LaScala failed to supervise. FINRA Rule 3110 states…

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David Turetzky (CRD #: 2954337), a broker registered with Ameriprise Financial Services, is embroiled in a six-figure investor dispute, according to his BrokerCheck record, accessed on January 27, 2021. There are several other disclosures on his record that investors should note. On December 3, 2020, an investor alleged that Ameriprise and its agents harassed her…

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