Is Robinhood safe for the average investor? FINRA regulators are creating trouble for broker-dealers that treat investors unfairly. After Robinhood suspended trading for investors, but not powerful hedge funds, regulators started asking questions. Today, they are eyeing the recent GameStop versus Wall Street drama for evidence that Robinhood failed to follow FINRA rules. What Does…

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Kenneth Wise (CRD #: 1492642), a broker and an investment adviser registered with UBS Financial Services Inc., is facing multiple investor complaints, according to his BrokerCheck record, accessed on September 18, 2020. One of the complaints alleges that Mr. Wise allowed a third party to commit elder abuse on one of his clients. Keep reading…

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