Posts Tagged ‘FINRA disciplinary actions’
Michael Venturino Racks Up 12th Investor Dispute
Michael Venturino (CRD #: 5872439), a broker registered with Spartan Capital Securities, is the subject of an investigation initiated by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed on December 28, 2020. This is his 17th BrokerCheck disclosure — a relatively high number of disclosures, given that only around 8% of…
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