Posts Tagged ‘financial elder abuse’
Broker Spotlight: Laura Stees
Public records published by the Financial Industry Regulatory Authority (FINRA) on June 29, 2016 indicate that California-based Woodbury broker/adviser Laura Stees has resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Stees (CRD# 5099504). Laura Stees has 10 years…
Read MoreComplaint pending against LPL Financial broker, Michael David Allard for financial elder abuse
The customer also alleges breach of fiduciary duty, breach of contract, violations of state and federal securities laws, fraud and negligent misrepresentation. The customer is seeking $250,000 in damages and the matter is currently awaiting arbitration.
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