Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Kentucky-based Fifth Third Securities broker/adviser Kelly McClain has received customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. McClain (CRD# 4549306). Kelly McClain has spent 12 years in the securities industry…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Illinois-based Fifth Third Securities broker/adviser Ankur Bhatia has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bhatia (CRD# 5086455). Ankur Bhatia has spent nine years in the…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 12, 2016 indicate that former Ohio-based Fifth Third Securities broker Nathan Bartow is currently not registered with any state or firm. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bartow…

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FINRA recently banned former Fifth Third Securities, Inc. broker, Mark R. Talley, for making misrepresentations regarding surrender fees associated with replacing an existing variable annuity with a new variable annuity. A copy of FINRA’s order can be found by clicking here. According to FINRA, Mark Talley, the former Fifth Third Securities, Inc. broker, misrepresented to his…

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