William May (CRD #: 1254424), an Alpharetta, Georgia broker registered with Morgan Stanley, is facing an investor dispute regarding his alleged failure to follow instructions, according to his BrokerCheck record, accessed on January 27, 2021. On December 4, 2020, an investor alleged that William May failed to follow instructions to sell shares to cover an…

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Abdul Rahmani, a previously registered broker and investment adviser, is under investigation by the Financial Industry Regulatory Authority (FINRA) for outside business activities, according to his BrokerCheck record accessed on August 25, 2020. He also has multiple disclosures related to employment separation after allegations. Two of those firms also alleged Mr. Rahmani engaged in outside…

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Todd Anderson (CRD #: 1896352), a broker with Benchmark Investments, Inc. and an investment adviser registered with Benchmark Advisory Services, LLC, is facing allegations of unsuitable investment recommendations, according to his BrokerCheck record, accessed on August 25, 2020. There is another disclosure on Mr. Anderson’s license indicating that he was discharged from his firm following…

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Frank Nickey (CRD #: 4287405), a broker and an investment adviser registered with Cuso Financial Services, L.P., is facing allegations that he recommended unsuitable investments, according to his BrokerCheck record, accessed on August 25, 2020. On July 21, 2020, a client alleged that Frank Nickey recommended unsuitable investments in Puerto Rican bonds and Master Limited…

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Sam Head (CRD #: 2456312) of South Carolina has a new investor complaint regarding unsuitable investment recommendations, according to his BrokerCheck record, accessed on October 27, 2020. Mr. Head is a broker and an investment adviser registered with Ameriprise Financial Services in South Carolina. In addition to this most recent investor complaint, there are several…

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