John McAfee has a new complaint from the SEC, adding to his legal troubles. (He was also recently arrested on charges of tax evasion.) The SEC alleges that McAfee promoted initial coin offerings (ICOs) to his social media followers without disclosing that he was paid to do so. As of publishing, McAfee has one million…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Texas-based Merrill Lynch broker/adviser Thomas Phillips Jr., also known as Jay Phillips, is the subject of a pending FINRA complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2016 indicate that California-based TransAmerica Financial Advisors broker/adviser Zheng Qu is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Qu (CRD# 5301314). Zheng…

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