Michael Sandberg (CRD #: 1949867), a broker and investment adviser registered with Ameriprise Financial Services, is involved in an investor dispute over $100,000, according to his BrokerCheck record, accessed on January 25, 2021. The investor alleges that Sandberg breached his fiduciary duty with more than one FINRA sales conduct violation. On December 7, 2020, an…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 21, 2016 indicate that Florida-based Morgan Stanley broker/adviser Armando Fernandez has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fernandez (CRD# 3079602). Armando Fernandez has spent…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2016 indicate that Virginia-based LPL Financial broker/adviser Tom Dellinger has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dellinger (CRD# 864171). Tom Dellinger…

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The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based LPL broker/adviser Jane Everingham, also known as Jane O’Malley. (CRD# 1727956). Jane O’Malley has spent 28 years in the securities industry and has been registered with LPL Financial in Larkspur, California since 1991. Previous registrations…

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According to the Financial Industry Regulatory Authority (FINRA), Alabama-based brokerage Sterne Agee Financial Services has signed a letter of Acceptance, Waiver, and Consent (AWC Letter) settling allegations of misconduct. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Sterne Agee Financial Services (CRD# 18456). Formed…

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