Posts Tagged ‘Eric Tom’
Eric Tom Racks up 11th Investor Dispute
Eric Tom (CRD #: 1890823), a broker registered with MML Investors, is facing allegations of unsuitable recommendations, according to his BrokerCheck record, accessed on December 28, 2020. Investors should know about the other settled disclosure on his record — keep reading for more information. On November 9, 2020, a client alleged that Tom recommended investments…
Read MoreVariable Annuities: Why These Investments Often Lead to Losses
Variable annuity investments are complicated, and many financial advisors believe their complexities make them unsuitable for most investors. These investments are contracts with insurance companies that are set up similarly to mutual funds — they comprise a bundle of securities that will hopefully perform well enough to generate interest. When a variable annuity starts making…
Read MoreEric Tom Has Multiple Disclosures Related to Variable Annuities and Variable Life Insurance
Eric Tom (CRD #: 1890823), a broker registered with MML Investors Services LLC, is the subject of multiple customer complaints including one that settled for over $100,000, according to his BrokerCheck record, accessed on September 22, 2020. Many of these complaints allege sales practice violations made in connection with variable annuity and life insurance policies.…
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