Posts Tagged ‘Eric Savell’
FINRA Suspends California-based Broker Eric Savell, Formerly of LPL Financial, for Allegedly Engaging in Unauthorized Outside Business Activities
Eric Savell (CRD#: 4182368), formerly a registered representative with LPL Financial, has been suspended by FINRA for failing to disclose outside business activities. According to his BrokerCheck record accessed on August 27, 2019, Eric Savell entered into an Acceptance, Waiver, and Consent (AWC) with FINRA on August 5, 2019. According to the complaint, “… Savell…
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