Edward Balmes (CRD #: 2110152), a broker registered with Moloney Securities, has two pending disputes, according to his BrokerCheck record, accessed on February 17, 2021. The latest dispute involves allegations of an unsuitable investment in GPB Holdings. On January 2021, an investor alleged that Edward Balmes recommended investments in 2017 that resulted in losses. These…

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Jeffrey Fitz (CRD #: 2211629), a broker and an investment advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc, has multiple disclosures in his BrokerCheck record, accessed on August 25, 2020. Investors should take note — one of these disclosures involves allegations of outside business activities. On June 5, 2020, an investor alleged that…

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Edward Balmes (CRD #: 2110152), a broker registered with Moloney Securities Co. Inc., is facing allegations that he made unsuitable investment recommendations, according to his BrokerCheck record, accessed August 25, 2020. He is also an investment adviser registered with Moloney Securities Asset Management LLC. On July 27, 2020, a client alleged that Edward Balmes made…

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