Roy Williams (CRD #: 1069297), a registered broker with Center Street Securities, Inc., and an investment advisor registered with Center Street Advisors, Inc., is facing a client allegation that he made unsuitable investment recommendations and did not perform his due diligence, according to his BrokerCheck record, accessed on August 24, 2020. Roy Williams also has…

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Rob Luley, Jr. (CRD#: 4176139), a registered representative with Pruco Securities LLC (CRD#: 5685) and a Registered Investment Adviser (RIA) with Prudential Financial Planning Services (CRD#: 5685) is currently involved in two investor disputes, according to his BrokerCheck record accessed on July 16, 2020. What happened to lead to these disputes? Read on to learn…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on April 22, 2016 indicate that former Utah-based Orchard Securities broker Gregory Paul is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Paul (CRD# 1300697). Gregory Paul has spent 27 years in…

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