Posts Tagged ‘Douglas Stopkey’
FINRA Alleges Douglas Stopkey Executed Unauthorized Discretionary Trades
Douglas Stopkey (CRD #: 2209717), a broker and investment adviser registered with Davenport & Company, has been suspended by FINRA, according to his BrokerCheck record, accessed on November 23, 2020. This isn’t the only disclosure on his record, nor is it the only allegation from a regulator. On October 26, 2020, Douglas Stopkey entered into…
Read MoreDouglas Stopkey Terminated from Merrill Lynch Amid Unauthorized Trading Allegations
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 22, 2018 indicate that Virginia-based Davenport & Company broker/adviser Douglas Stopkey, who has received a pending customer dispute, was recently discharged from his former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who…
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