Posts Tagged ‘Donald Kellen’
Donald Kellen, Investment Adviser, Sanctioned by SEC for Alleged Trading Scheme that Ripped Off Clients
Donald Kellen (CRD#: 266469), a Registered Investment Adviser with Laurel Wealth Advisors, Inc., is in hot water with the Securities and Exchange Commission (SEC), which is alleging that he engaged in a “cherry-picking” scheme, according to his Investment Adviser Public Disclosure (IAPD) record accessed on June 11, 2020. What is “cherry-picking” and why is it…
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