Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2018 indicate that former South Carolina-based Dempsey Lord Smith broker/adviser Michael Lessard recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 18, 2017 indicate that Georgia-based Dempsey Lord Smith broker/adviser Harry Couch, also known as Tim Couch, has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Couch (CRD# 4073942). Harry Couch…

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