Chuck Bigbie (CRD #: 1158301), a broker registered with Geneos Wealth Management, is involved in a client dispute involving unsuitable investment recommendations, according to his BrokerCheck record, accessed on November 30, 2020. Investors who want more details on his conduct as a broker should keep reading. On October 14, 2020, clients alleged that Chuck Bigbie…

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Joseph Leonczyk (CRD #: 2911492), an investment adviser registered with Commonwealth Financial Network, has two pending customer disputes involving unsuitable investment recommendations, according to his BrokerCheck record, accessed on October 22, 2020. Keep reading to find out why these recommendations may have been unsuitable. On September 15, 2020, a client alleged that Joseph Leonczyk made…

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Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Jeff Dillman (CRD#: 2515858), a registered representative with Trustmont Financial Group, Inc. (CRD#: 18312) and a Registered Investment Adviser (RIA) with Money Management Advisory, Inc. (CRD#: 14983) in Feasterville, Pennsylvania, is currently involved in an investor dispute over suitability, according to his BrokerCheck record accessed on July 28, 2020. What happened to lead to this…

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W. Perry Randall (CRD#: 1392233), a registered representative with Cambridge Investment Research, Inc. (CRD#: 39543) and a Registered Investment Adviser (RIA) with Cambridge Investment Research Advisors, Inc. (CRD#: 134139) in Illinois, is currently involved in an investor dispute, according to her BrokerCheck record accessed on July 27, 2020. What happened to lead to this dispute?…

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W. Perry Randall (CRD#: 1392233), a registered representative with Cambridge Investment Research, Inc. (CRD#: 39543) and a Registered Investment Adviser (RIA) with Cambridge Investment Research Advisors, Inc. (CRD#: 134139) in Illinois, is currently involved in an investor dispute, according to her BrokerCheck record accessed on July 27, 2020. What happened to lead to this dispute?…

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Barry Horowitz (CRD#:  2651525), a former broker and current Registered Investment Adviser (RIA) with Financial Resources Group LLC (CRD#: 293380) in Glastonbury, Connecticut, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 27, 2020. The client is seeking more than $1 million in damages. What…

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Barry Horowitz (CRD#:  2651525), a former broker and current Registered Investment Adviser (RIA) with Financial Resources Group LLC (CRD#: 293380) in Glastonbury, Connecticut, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 27, 2020. The client is seeking more than $1 million in damages. What…

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Nick McMahan (CRD#: 5578896), a registered representative with BBVA Securities, Inc. (CRD#: 27060) and a Registered Investment Adviser (RIA) with BBVA Wealth Solutions (CRD#: 110476) in Leander, Texas, is currently involved in an investor dispute over structured notes, according to his BrokerCheck record accessed on July 20, 2020. What happened to lead to this customer…

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