Barry Horowitz (CRD#:  2651525), a former broker and current Registered Investment Adviser (RIA) with Financial Resources Group LLC (CRD#: 293380) in Glastonbury, Connecticut, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 27, 2020. The client is seeking more than $1 million in damages. What…

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Nick McMahan (CRD#: 5578896), a registered representative with BBVA Securities, Inc. (CRD#: 27060) and a Registered Investment Adviser (RIA) with BBVA Wealth Solutions (CRD#: 110476) in Leander, Texas, is currently involved in an investor dispute over structured notes, according to his BrokerCheck record accessed on July 20, 2020. What happened to lead to this customer…

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Tiffany Altman (CRD#: 5145572), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) and a Registered Investment Adviser (RIA) with Wells Fargo Clearing Services LLC (CRD#: 19616) in Tucson, Arizona, is currently involved in an investor dispute in which a customer is seeking more than $100,000 in damages, according to her BrokerCheck record…

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Robin Bartolomei (CRD#: 2249156), a registered representative with CFD Investments, Inc. (CRD#: 25427) and a Registered Investment Adviser (RIA) with Creative Financial Designs, Inc. (CRD#: 109032) in Rochester, Michigan, is currently involved in a pending investor dispute over suitability, according to their BrokerCheck record accessed on July 20, 2020. What happened to lead to this…

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Brian DiBrino (CRD#: 2837066), a registered representative with American Portfolios Financial Services, Inc. (CRD#: 18487) in Fairfield, New Jersey, is currently involved in two investor disputes, according to his BrokerCheck record accessed on June 20, 2020. What happened to lead to this dispute? Read on to learn more.  On May 14, 2020, a client alleged…

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