Michael Venturino (CRD #: 5872439), a broker registered with Spartan Capital Securities, is the subject of an investigation initiated by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed on December 28, 2020. This is his 17th  BrokerCheck disclosure — a relatively high number of disclosures, given that only around 8% of…

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Rafe Klein (CRD #: 2865823), a broker registered with David Lerner Associates, is involved in a new customer dispute, according to his BrokerCheck record, accessed on December 28, 2020. There are other disclosures on his record that investors should note. On November 3, 2020, a client alleged that Rafe Klein made unsuitable investment recommendations, misrepresented…

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Haiguang Yin (CRD #: 3249933), a broker registered with Cetera Investment Services, is involved in a client dispute over unsuitable investments, according to his BrokerCheck record, accessed on December 2, 2020. On October 8, 2020, a client alleged that Mr. Yin recommended unsuitable investments. The client is seeking $175,000; the dispute is pending. On September…

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Seth Renaud (CRD #: 4946831), a broker registered with Commonwealth Financial Network, is facing a client dispute regarding unsuitable investment recommendations, according to his BrokerCheck record, accessed on November 24, 2020. See below to find out why the investor alleged these investments were unsuitable. On October 16, 2020, a client alleged that Mr. Renaud recommended…

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Robert Donovan (CRD #: 1005325), a Massachusetts broker registered with UBS Financial Services, has yet a new investor dispute, according to his BrokerCheck record, accessed on November 24, 2020. This is the sixth investor dispute on Mr. Donovan’s record. On October 15, 2020, a client alleged that Robert Donovan recommended unsuitable investments. The client further…

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Asher Feinberg (CRD #: 2189195), a broker and an investment adviser registered with Morgan Stanley, is facing a client complaint regarding an unsuitable investment recommendation, according to his BrokerCheck record, accessed on September 17, 2020. On August 10, 2020, a client alleged that Asher Feinberg made an unsuitable investment recommendation of a master limited partnership…

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Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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Andrew Perri (CRD#: 2801727), a Registered Investment Adviser (RIA) with Pinnacle Wealth Management, Inc. (CRD#: 166853) in Brighton, Michigan, is currently involved in an investor dispute, according to his Investment Adviser Public Disclosure (IAPD) record accessed on July 28, 2020. What happened to lead to this investor dispute? Read on to learn more.  On June…

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