Posts Tagged ‘Complaints’
FINRA Suspends Brentwood, Tennessee Financial Advisor David Antypas
FINRA, the Financial Industry Regulatory Authority, has suspended David Antypas (CRD #: 2603488), a financial advisor from Brentwood, Tennessee who was most recently registered with IFS Securities. David Antypas worked for six firms throughout his 23-year career, including: LPL Financial LLC (CRD# 6413) IFS Securities (CRD#: 40375) CFD Investments, Inc. (CRD#: 25427) Sandlapper Securities, LLC…
Read MorePeter Voldness Has Three Regulatory Sanctions
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 20, 2016 indicate that Minnesota-based Emergent Financial Group broker Peter Voldness has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Voldness (CRD# 872727). Peter Voldness has…
Read MoreInvestigation: Highland Energy Funds
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments in Highland Funds Energy Master Limited Partnerships (HEFAX).
Read MoreLegacy Reserves LP Declines More than 90%
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding the Legacy Reserves LP Master Limited Partnership (NASDAQ:LGCY). According to Legacy Reserve’s website, Legacy Reserves LP “is a master limited partnership headquartered in Midland, Texas, focused on the acquisition and development of oil and natural gas…
Read MoreBroker Spotlight: Wells Fargo Broker Peter Giannone
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 30, 2016 indicate that New York-based Wells Fargo Advisors broker Peter Giannone is the subject of a closed customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Giannone (CRD#…
Read MoreEnergy Transfer Equity LP Replaces CFO
The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding investments in Energy Transfer Equity LP (NYSE: ETE). Energy Transfer Equity LP is a limited partnership company in the energy sector. Headquartered in Dallas, Texas, Energy Transfer Equity LP provides natural gas pipeline transportation and transmission…
Read MoreUBS Broker, Michael Blueweiss: Complaints
The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New York-based UBS broker/adviser Michael Blueweiss (CRD# 728969). Michael Blueweiss has spent 34 years in the securities industry and has been registered with UBS Financial Services in Melville, New York since 1996. Previous registrations include Smith…
Read MoreLPL broker Darius Michalski: Complaints
The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New Jersey-based LPL broker Darius Michalski (CRD# 2520180). Darius Michalski has spent twenty years in the securities industry and has been registered with LPL Financial in Paramus, New Jersey since 2014. Previous registrations include American Wealth…
Read MoreMorgan Stanley's Shelley Bergman: Customer Complaints
The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New York-based Morgan Stanley broker/adviser Shelley Bergman (CRD# 1253691). Shelley Bergman has spent 31 years in the securities industry and has been registered with Morgan Stanley in New York and Purchase, New York since 2009. Previous…
Read MoreMorgan Stanley Broker Christopher Stoddard: Complaints
The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Massachusetts-based Morgan Stanley broker/adviser Christopher Stoddard (CRD# 2773797). Christopher Stoddard has spent nineteen years in the securities industry and has been registered with Morgan Stanley in Norwell, Massachusetts since 2009. He was previously registered with Citigroup…
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