Posts Tagged ‘Arive Capital Markets’
Efthimios Petrou Recently Received a Complaint for Recommending Unsuitable Investments
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2018 indicate that New York-based Arive Capital Markets broker Efthimios Petrou, also known as Tim Petrou, has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Petrou (CRD# 2672840).…
Read MoreChristopher Lippus Was Recently Sanctioned by FINRA Following Alleged Rule Violations
Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 9, 2017 indicate that former New York-based Arive Capital Markets broker Christopher Lippus has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested…
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