Broker Brian Stevenson Faces Pending Complaint

Ohio-based Wells Fargo broker/adviser is the subject of resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stevenson (CRD# 1854798). Brian Stevenson has spent 27 years in the securities industry and has been registered with Wells Fargo Advisors in…

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James Moniz Subject of FINRA Investigation

Massachusetts-based Essex Securities broker/adviser James Moniz is the subject of customer complaints and regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Moniz (CRD# 852438). James Moniz has spent twelve years in the securities industry and has been registered with Essex Securities…

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George Merhoff Faces Pending Complaint

Oregon-based Cetera Advisors broker/adviser George Merhoff is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Merhoff (CRD# 2918171). George Merhoff has spent eighteen years in the securities industry and has been registered with Cetera Advisors in Klamath Falls, Oregon since 2012.…

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Stockbroker Kevin Curry: Spotlight

New York-based Petersen Investments broker Kevin Curry is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Curry (CRD# 2394669). Kevin Curry has spent 22 years in the securities industry and has been registered with Petersen Investments in New York,…

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Thomas Gresham (Wells Fargo Broker) Spotlight

Kansas-based Moloney Securities broker/adviser Thomas Gresham is the subject of more than a dozen settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gresham (CRD# 229641). Thomas Gresham has spent 45 years in the securities industry and has been…

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Stockbroker Mark Stevenson Faces Two Pending Complaints

New York-based Stifel Nicolaus broker/adviser Mark Stevenson is the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Stevenson (CRD# 436079). Mark Stevenson has spent forty years in the securities industry and has been registered with Stifel Nicolaus in New York, New York since…

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Nick Masich: Broker Spotlight

California-based Capital Financial Services broker Nick Masich is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Masich (CRD# 2507181). Nick Masich has spent twenty-one years in the securities industry and has been registered with Capital Financial Services…

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Investor Complaints: Halcon Resources Corp.

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Halcon Resources Corporation (NYSE: HK). According to MarketWatch, Halcon Resources Corporation is “an independent energy company engages in the acquisition, production, exploration and development of onshore liquids-rich oil and natural gas assets in the U.S.” Founded…

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Raymond James Broker David Mitchell Suspended

According to public records provided by the Financial Industry Regulatory Authority (FINRA) on March 10, 2016, Maine-based Raymond James & Associates broker/adviser David Mitchell has been suspended by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mitchell (CRD# 3091132). David Mitchell has…

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Hantz Financial Services Broker John Machcinski: Complaints

Ohio-based Hantz Financial Services broker John Machcinski is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Machcinski (CRD# 853028). John Machcinski has spent 37 years in the securities industry and has been registered with the following brokerage…

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