Darryl Cohen Embroiled in Allegations of Misappropriated Funds Darryl Cohen (CRD #: 2786613), a broker registered with Morgan Stanley, is involved in a client complaint alleging that he misappropriated funds, according to his BrokerCheck record, accessed on December 21, 2020. This isn’t Cohen’s only recent disclosure. Investors should review the details, which are provided below.…

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Dave Karandos (CRD #: 1934119), an investment adviser registered with Midwest Wealth Planning Institute, has multiple pending investor disputes, according to his BrokerCheck record, accessed on December 22, 2020. Karandos has a total of six investor disputes on his record, along with disclosures related to regulatory and financial actions. On November 19, 2020, a client…

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Douglas Stopkey (CRD #: 2209717), a broker and investment adviser registered with Davenport & Company, has been suspended by FINRA, according to his BrokerCheck record, accessed on November 23, 2020. This isn’t the only disclosure on his record, nor is it the only allegation from a regulator. On October 26, 2020, Douglas Stopkey entered into…

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Peter Girgis (CRD #: 4520444), a broker registered with SW Financial, has come under the lens of a Financial Industry Regulatory Authority (FINRA) investigation, according to his BrokerCheck record, accessed on October 23, 2020. There are a number of other client complaints that investors should note. On September 15, 2020, FINRA made a preliminary determination…

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Greg Williams (CRD #: 1561089) , a Colorado broker registered with Forta Financial Group, has multiple pending investor disputes, according to his BrokerCheck record, accessed on October 27, 2020. If you have questions about Mr. Williams’ conduct as a broker, keep reading. On September 9, 2009, clients alleged that Greg Williams breached his fiduciary duty…

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On September 16, 2020, Cardone Capital, LLC and Grant Cardone were sued for securities fraud by an investor.  The securities class action lawsuit was filed in the Central District of California and alleges that Cardone made false and misleading statements in connection with various investment funds issued through Cardone Capital. Cardone Capital purports to provide…

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On August 31, 2020, the 10th Circuit Court of Appeals dismissed an attempt by broker Zane Piston to vacate a decision made by a Financial Industry Regulatory Authority (FINRA) arbitration panel. In his case, Piston argued that the arbitration panel had exceeded their powers by dismissing his case as a discovery sanction. Unfortunately for Piston, The Federal…

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Robert Turley (CRD #: 1519293), a broker registered with Independent Financial Group LLC, is facing allegations that he made  unsuitable investment recommendations to a client, according to his BrokerCheck record, accessed on August 24, 2020. In fact, there is more than one allegation related to his recommendation of unsuitable investments on his record. On June…

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Amesite, Inc. is a software company focusing on artificial intelligence. Its main focus is a cloud-based platform for colleges and universities. It also has solutions for business and K-12 education. Amesite, Inc. was founded on April 6, 2017 and is headquartered at 205 East Washington Street Suite B Ann Arbor, MI 48104, according to Bloomberg. …

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Amesite, Inc. is a software company focusing on artificial intelligence. Its main focus is a cloud-based platform for colleges and universities. It also has solutions for business and K-12 education. Amesite, Inc. was founded on April 6, 2017 and is headquartered at 205 East Washington Street Suite B Ann Arbor, MI 48104, according to Bloomberg. …

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