Serge Parakhnevich (CRD #: 5493064), a broker registered with PHX Financial, Inc., was suspended by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed on August 25, 2020. On August 6, 2020, Serge Parakhnevich entered into an Acceptance, Waiver and Consent Agreement with FINRA in which he consented to the findings that…

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Michael Paesano (CRD #: 1557229), a previously registered broker and an investment adviser registered with Axiom Investment Management LLC, is facing multiple pending allegations regarding excessive trading, according to his Investment Adviser Public Disclosure record, accessed on August 26, 2020. This is far from the only disclosure on Mr. Paesano’s record. On July 2, 2020,…

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Jeannette Adcock, a broker and an investment advisor registered with Thurston Springer Financial, was fired for allegedly violating FINRA Rules, according to her BrokerCheck record, accessed August 26, 2020. This is not the only employment issue on her record. On June 15, 2020, Jeannette Adcock was discharged from her position at Sanctuary Securities following allegations…

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Eugene Long (CRD#: 2386267), a broker registered with Cadaret, Grant & Co., Incorporated, was suspended from the securities industry by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed August 18, 2020. Why was Eugene Long suspended? Keep reading to find out.   On July 2, 2020, Eugene Long entered into an…

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Daniel Mancuso (CRD #2519423), a broker and investment advisor registered with Paulson Investment Advisors LLC, has consented to official censure from FINRA, according to his BrokerCheck record, accessed on October 6, 2020. Mr. Mancuso has also settled several client disputes related to unsuitable investments. On February 6, 2014, Daniel Mancuso entered into an Acceptance, Waiver,…

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Marshall Isaacson (CRD #: 1140370), a previously registered broker with Newbridge Securities Corporation, has been barred by FINRA, according to his BrokerCheck record, accessed on September 23, 2020. In addition to this regulatory action, Mr. Isaacson has racked up several investor disputes, a civil judgement, and two tax liens. On July 20, 2020, Mr. Isaacson…

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Yvonne Nirelli (CRD# 1364313), a broker registered with Cadaret, Grant & Co, Inc., has been suspended by FINRA, according to her BrokerCheck record, accessed on September 17, 2020. She entered into an agreement with FINRA that discloses more information about the reason behind her suspension. On August 12, 2020, Yvonne Nirelli entered into an Acceptance,…

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Kinan Nimeh, or Kenan Nimeh (CRD #: 4438900), is a broker registered with Garden State Securities, Inc. In his 18 years of experience, he has accumulated 12 disclosures on his broker record. His latest disclosures allege unsuitable investment recommendations and regulatory action from the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record, accessed…

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Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 13, 2019 indicate that California-based Stifel Nicolaus broker/adviser Joel Davidman has received a pending customer complaint and was recently sanctioned by state regulatory authorities. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Davidman (CRD# 861180).…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 3, 2019 indicate that Nebraska-based broker-dealer firm Oppenheimer & Company has received more than 250 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Oppenheimer & Company (CRD# 249). Established in New…

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