Michael Martino (CRD:# 2579146), a broker registered with Four Points Capital Partners LLC, is currently facing investor complaints regarding mismanagement, making unsuitable recommendations, earning unreasonable commissions, making unsuitable concentrations in particular securities, and failing to follow the Financial Industry Regulator Authority’s rule “Know Your Customer,” according to his BrokerCheck record accessed on August 19, 2020.…

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Michael Martino (CRD:# 2579146), a broker registered with Four Points Capital Partners LLC, is currently facing investor complaints regarding mismanagement, making unsuitable recommendations, earning unreasonable commissions, making unsuitable concentrations in particular securities, and failing to follow the Financial Industry Regulator Authority’s rule “Know Your Customer,” according to his BrokerCheck record accessed on August 19, 2020.…

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Scott Reed (CRD#: 3007033), a registered representative with First Financial Equity Corporation (CRD#: 16507) in Scottsdale, Arizona, recently resigned from his position with Wells Fargo Clearing Services LLC after the firm alleged that he engaged in selling away, according to his BrokerCheck record accessed on May 15, 2020. Read on to learn more about selling…

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Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that California-based Morgan Stanley broker/adviser Robert Newman has been sanctioned by FINRA in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Newman (CRD# 4237176). Robert Newman has…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 27, 2018 indicate that former Missouri-based LPL Financial broker/adviser Andrew Denney was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding…

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Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 25, 2018 indicate that Maine and Massachusetts-based MS Howells & Company broker Nordo Nissi has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Nissi (CRD# 1666385). Nordo Nissi has spent…

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