Bfc Planning is a Registered Investment Advisor firm, based in Cedar Rapids, Iowa. The firm is licensed to provide investor services in 51 U.S. states and territories. As a Registered Investment Advisor, this company is a fiduciary, meaning it is required by SEC regulations to act in its clients’ best interests.  Are you a client of…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 23, 2018 indicate that former New York-based NYLife Securities broker Mustaque Choudhury recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 16, 2018 indicate that former Washington-based SMI Capital broker James Katzaroff was recently named in a FINRA investigation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Katzaroff…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 26, 2018 indicate that former New Jersey-based FCG Advisors broker/adviser Michael Bressman was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 13, 2018 indicate that former Pennsylvania-based Hazard & Siegel broker/adviser Howard Utz was recently discharged from his former employer in connection to alleged rule violations and has been named in pending investigations by regulatory authorities. Fitapelli Kurta is interested in hearing…

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Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that former California-based Foresters Equity Services broker John Ernst, who has been named in a regulatory investigation, was recently discharged from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer…

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