Kristine Hartland and Robert Hartland: Investors Allege They Recommended Risky, Alternative Investments

Kristine Hartland (CRD #: 2101877) and Robert Hartland (CRD #: 2253564), both brokers registered with Ameriprise Financial in Sun City Center, Florida, are facing an investor dispute. This is according to their BrokerCheck records, accessed on June 3, 2021.

On April 13, 2021, investors alleged that husband-and-wife financial advisors Kristine and Robert Hartland recommended unsuitable, high-commission investments. These recommendations allegedly included illiquid investments in FS Energy and CNL Healthcare. These are both alternative investments, which makes them particularly high risk. The investors are seeking $950,000; the dispute is pending.

Kristine Hartland Background Information

Kristine Hartland has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Representative Examination

She is a registered broker in 12 states and a registered investment adviser in Florida and Texas.

Kristine Hartland has worked for the following firms:

  • Ameriprise Financial Services (CRD #: 6363)
  • Ameriprise Financial Services (CRD#: 6363)
  • Peace Wealth Management (CRD #: 124478)
  • LPL Financial (CRD #: 6413)
  • IDS Life Insurance Company (CRD #: 6321)

Robert Hartland Background Information

Robert Hartland has passed the following exams:

  • Series 65 Uniform Investment Adviser Law Examination
  • Series 63 Uniform Securities Agent State Law Examination
  • Securities Industry Essentials Examination
  • Series 7 General Securities Examination

Hartland is a registered broker in 12 states and a registered investment adviser in Florida and Texas.

Robert Hartland has worked for the following firms:

  • Ameriprise Financial Services (CRD #: 6363)
  • LPL Financial (CRD #: 6413)
  • IDS Life Insurance Company (CRD #: 6321)

If you worked with Kristine Hartland or Robert Hartland and you have questions about alternative investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation.

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