David Huisinga (CRD #: 4499347), a broker registered with LPL Financial, is involved in a six-figure dispute, according to his BrokerCheck record, accessed on April 6, 2021. Huisinga also offers financial advisory services through Huntington Beach Team and Trilogy Financial.
On January 20, 2021, an investor alleged that David Huisinga recommended unsuitable alternative investments as well as alternative annuities. The investor is seeking $100,000; the dispute is pending.
There is another investor dispute on Huisinga’s record. On December 12, 2011, an investor alleged that David Huisinga recommended an unsuitable annuity and that Huisinga did not disclose the withdrawal limitations. The investor sought $32,171.37; the dispute was denied by the firm. Firms can deny disputes without facing arbitration, but investors can still try to recover their losses following a denial.
David Huisinga has passed the Series 65 Uniform Investment Adviser Law Examination, the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 7 General Securities Representative Examination, and the Series 6 Investment Company Products / Variable Contracts Representative Examination. He is a registered broker in 17 states and a registered investment adviser in California and Texas.
Huisinga has worked in the securities industry for 19 years. During his career, he has worked for the following firms:
- LPL Financial (CRD #: 6413)
- Trilogy Capital (CRD #: 281597)
- National Planning Corporation (CRD #: 29604)
If you worked with David Huisinga and you have questions about the suitability of your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation.