Sean Parikh (CRD #: 5506554), a previously registered broker with Aegis Capital, has settled an investor dispute, according to his BrokerCheck record, accessed on February 5, 2021. Details about the six-figure dispute are provided below.
On May 16, 2017, an investor alleged that Sean Parikh engaged in excessive trading. The investor further alleged that Parikh made unsuitable investment recommendations. The investor sought $350,000; the dispute settled for $499,999.
Parikh has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. Until 2019, he was registered with Aegis Capital in New York.
Besides Aegis Capital, Parikh also registered with Max International Broker/Dealer Corp. (CRD #: 46039).
If Sean Parikh was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email email@example.com for a free case consultation with a securities attorney.