Gregory Dudzik (CRD #: 1133671), a broker registered with RBC Capital Markets, is embroiled in a $10,000,000 investor dispute, according to his BrokerCheck record, accessed on January 29, 2021.
On November 27, 2020, an investor alleged that Gregory Dudzik did not fully disclose the fees associated with their accounts and that Dudzik’s investment recommendation of a hedge fund and an annuity were not suitable. They further alleged that between 2009 and 2020, their fees were higher than stated. The investor is seeking $10,000,000; the dispute is pending.
On May 24, 2019, an investor alleged that Dudzik recommended unsuitable investments and engaged in excessive trading. The investor sought $200,000, and after entering into arbitration the matter settled for $125,000. Gregory Dudzik stated in the BrokerComment section of the report, “Claimant filed this arbitration 10 months later after the firms’ denial.” You can read a copy of the arbitration award here.
On July 9, 2018, an investor alleged that Dudzik did not work in their best interest and excessively traded in both her and her husband’s account. The investor sought $147,000; the dispute was denied by Dudzik’s firm.
On October 8, 2013, an investor alleged that Gregory Dudzik recommended excessive and unsuitable closed-end fund transactions. Closed-end funds can be very high risk. The investor sought $5,881; the dispute settled for $12,962.
If Gregory Dudzik was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.