Steven Lyons (CRD #: 5343894), a Newton, New Jersey broker registered with Raymond James Financial Services, is involved in an investor dispute for over $370,000, according to his BrokerCheck record, accessed on February 4, 2021.

On November 13, 2020, an investor alleged that Steven Lyons mismanaged his account, resulting in losses. The investor is seeking $373,147; the dispute is pending.

Lyons has passed the Series 66 Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 26 states and a registered investment adviser in New Jersey.

During his 13 years of experience, Lyons has worked at the following three firms:

  • Raymond James Financial Services (CRD #: 6694)
  • Raymond James Financial Services Advisors (CRD #: 149018)
  • Edward Jones (CRD #: 250)

If Steven Lyons was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

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