Scott Hananel (CRD #: 3080827), a broker registered Aegis Capital Corp, faces an investor dispute regarding unsuitable investments recommendations, according to his BrokerCheck record, accessed on January 25, 2021. There are more disputes on his record that investors should note.
On December 7, 2020, an investor alleged that Scott Hananel has made unsuitable investment recommendations, executed unauthorized trades, and churned the account. The investor is seeking $50,000; the dispute is pending.
On March 17, 2016, an investor alleged that Scott Hananel executed unauthorized trades and over-concentrated their portfolio in unsuitable investments. The investor further alleged that Hananel made unsuitable use of margin. Margin accounts allow investors to borrow money from their broker in order to buy securities. These types of investments are often quite risky. The client sought $150,000; the dispute settled for $46,500.
On February 9, 2009, investors alleged that Hananel made misrepresentations. The investor sought $300,000; the dispute settled for $150,000.
On July 1, 2002, an investor alleged Scott Hananel executed unauthorized trades and made unsuitable investment recommendations. The investor sought $139,326; the dispute settled for $52,000.
Scott Hananel has passed the Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 34 states.
In his 21 years of experience, Hananel has worked at the following firms:
- Aegis Capital Corp (CRD #: 15007)
- Gunnallen Financial (CRD #: 17609)
- Milestone Group Management (CRD #: 44486)
- Saloman Grey Financial Corporation (CRD #: 43413)
- Royal Hutton Securities (CRD #: 14489)
If Scott Hananel was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email firstname.lastname@example.org for a free case consultation with a securities attorney.