Ricardo Armijo (CRD #: 2694904), a broker registered with Raymond James & Associates, recently settled a dispute with an investor, according to his BrokerCheck record accessed on February 1, 2021.

On November 23, 2020, an investor alleged that Ricardo Armijo did not disclose the fees for certain shares. The investor sought $50,000; the dispute settled for $25,000.

On December 16, 2019, an investor alleged that Ricardo Armijo did not disclose the fees associated with certain securities. The investor sought $256,000; the dispute settled for $225,000.

On September 16, 2019, an investor alleged that Armijo executed unauthorized trades and did not disclose certain fees. The dispute settled for $40,000.

Armijo has passed the Series 65 Uniform Investment Adviser Law Examination, a Series 63 Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, the Series 31 Futures Managed Funds Examination, and the Series 7 General Securities Representative Examination. He is a registered broker in 25 states and a registered investment adviser in Texas and Michigan.

Besides Raymond James & Associates, Armijo has worked at the following firms:

  • UBS Financial Services (CRD #: 8174)
  • CitiGroup Global Markets (CRD #: 7059)

If Ricardo Armijo was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for a free case consultation with a securities attorney.

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